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CONTROVERSY TOPICS

These topics are frequently found in statements of claim.

  • Annuities (Fixed and Variable)
  • Auction Rate Preferred
  • Breach of Fiduciary Duty
  • Broker Recruiting
  • Buy-In / Sell-Out
  • Churning
  • Commodities Futures
  • Corporate Bonds
  • Dividends
  • Employment Contracts
  • Failure To Supervise
  • Government Bonds
  • Limited Partnerships
  • Margin
  • Margin Calls
  • Misrepresentation
  • Municipal Bonds
  • Mutual Funds
  • Negligence
  • Omission of Facts
  • Options
  • Preferred Stock
  • Promissory Notes
  • Real Estate Investment Trusts
  • Recruiting Inducements
  • Registered Investment Advisors
  • Rights / Warrants
  • Selling Away
  • Standard Securities Industry Procedures
  • Stock Transfer
  • Stop/Limit/Market Orders
  • Suitability
  • Training Contracts
  • Unauthorized Trading
  • Underwriting
  • Wrap Accounts

 

*Securities Litigation Support, LLC is not a law firm and does not give legal advice*
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Gregory B. Wood
44 Anthem Creek Circle, Henderson, NV 89052

Phone: 702.253.WOOD
(702.253.9663)

Cell: 817.939.4543
greg@expertsecurities.com
Fax: 702.459.WOOD
(702.459.9663)

Securities Litigation Support founder Gregory B. Wood combines 35 years as a securities industry professional with six years of securities litigation consulting to provide expert witness testimony in FINRA arbitration and court.  His areas of securities litigation expertise extend from broker-dealer issues to forensic accounting, employment litigation, and investment products such as variable annuities. Securities Litigation Support serves clients throughout the U.S. from their Henderson, NV headquarters.

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