The successful outcome of dispute, whether a FINRA (NASD and NYSE) arbitration or court case, can be attributable to teamwork between retaining counsel and the securities expert. The expert’s contribution to the team includes in depth case analysis, knowledge of securities regulations, securities expert conclusions, testimony and exhibits. Securities Litigation Support, LLC is focused on providing accurate and unbiased arbitration or court expert opinions and supporting documents.
SLS works with Attorneys representing both the Plaintiff/Claimant and Defendant/Respondent. This broad business base combined with Greg’s experience as a FINRA Arbitrator gives him a unique and unbiased perspective. When he analyzes case facts, discovery, writes reports and develops expert opinions he considers the matter from the viewpoint of a plaintiff’s expert, a defendant’s expert and an arbitrator.
Securities Litigation Support, LLC Services
- Pre-filing initial case evaluation
- Whether the case should be considered or rejected
- If taken should it be hourly, contingency or a hybrid
- Pre-hearing expert services may include any or all of these:
- Pleading review and evaluation
- Document reviews
- Discovery recommendations
- Discovery review and evaluation
- Client interviews to identify additional case issues
- Forensic accounting assistance and evaluation
- The use of formulas to calculate turnover, churning, etc.
- An identifier of additional matter issues
- Expert reports
- Rebuttal reports
- Demonstrative exhibit creation
- Damage calculations
- 20 day exchange evaluation and rebuttal
- Mediation assistance
- Forensic accounting
- Hearing expert services may include the following:
- Opposing side testimony
- Opposing side exhibit testimony review
- Specialty reports
- Registered Representative business analysis
- Concentration analysis
- 72(t) reports analysis
- Contemporaneous portfolio reports
- Contemporaneous annuity subaccount evaluation
- Custom demonstrative exhibits
- Testimony
- Personal testimony
- Video conference testimony
- Telephone testimony
Contact Greg Wood today to discuss your securities litigation support needs.